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Welcome to Dice Financial Services Group!
Dice Financial Services Group is a financial services organization of independent professionals working to provide quality investments, insurance and related financial services. We are committed to assisting individuals and businesses identify and achieve goals.
The Dice family has served the Mitchell community for nearly 50 years starting with an insurance business in 1955. In 1969, Tom Dice assumed the business after the passing of his father. He expanded into financial consulting and offering access to securities in 1984.
Today, Dice Financial Services Group has four, independent, licensed professionals and four experienced assistants. As a group practice, financial consultants pool resources and expertise to provide recommendations for their clients.
Dice Financial Service Group provides a variety of financial services to meet the diverse needs of their investors.
Thomas J. Dice, Jerauld Garry, Michael LeBrun, and Jacquelyn Johnson are Registered Representatives of and offers securities products and services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of Alaska (AK), Arizona (AZ), California (CA), Colorado (CO), Conneticut, (CT), Florida (FL), Georgia (GA), Idaho (ID), Illinois, (IL), Indiana (IN), Iowa (IA), Kansas (KS), Kentucky (KY), Maryland (MD), Minnesota (MN), Missouri (MO), Nebraska (NE), New Mexico (NM), Nevada (NV), New York (NY), North Dakota (ND), Ohio (OH), South Dakota (SD), Tennessee (TN), Texas (TX), Virginia (VA), Washington (WA), Wisconsin (WI), Wyoming (WY). No offers may be made or accepted from any resident outside the specific states referenced.
Thomas J. Dice, Jerauld Garry, Michael LeBrun, and Jacquelyn Johnson are also seperately registered as investment adviser representatives under Dice Financial Investment Advisory , a registered investment advisor, offering advisory services in the states of South Dakota (SD). As such, these services are strictly intended for individuals residing in South Dakota (SD).
IMPORTANT CONSUMER INFORMATION
A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
Securities Offered Through: Royal Alliance Associates, Inc.
Member FINRA and SIPC
321 W. 14th Street P.O. Box 790
Mitchell,
SD 57301
Tel: 6-7171/800-658-3603
Fax: 605-996-1781
E-mail: Helen@dicefinancial.com
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