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Dice Financial

Office: 605-996-7171

Toll-Free: 800-658-3603

Fax: 605-996-1781

1716 North Sanborn Boulevard

P.O. Box 790

Mitchell, SD 57301

[email protected]

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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

Copyright 2019 FMG Suite.

*Thomas J. Dice, Jerauld Garry, Michael LeBrun, and Jacquelyn Johnson are Registered Representatives of and offers securities products and services through Royal Alliance Associates, Inc. [RAA], member FINRA / SIPC. Fixed and/or traditional insurance services offered through Dice Financial Services Group [DFSG], which is not affiliated with RAA.

In this regard, this communication is strictly intended for individuals residing in the states of Arizona (AZ), California (CA), Colorado (CO), Florida (FL), Georgia (GA), Iowa (IA), Idaho (ID), Illinois, (IL), Indiana (IN), Kansas (KS), Minnesota (MN), Missouri (MO), Montana (MT), North Carolina (NC), North Dakota (ND), Nebraska (NE), New York (NY), Oklahoma (OK), Oregon (OR), South Dakota (SD), Texas (TX), Utah (UT), Virginia (VA), Washington (WA), Wisconsin (WI), Wyoming (WY). No offers may be made or accepted from any resident outside the specific states referenced.

**Thomas J. Dice, Jerauld Garry, Michael LeBrun, and Jacquelyn Johnson are also separately registered as investment advisor representatives under Dice Financial Investment Advisory, a registered investment adviser not affiliated with RAA and offering advisory services in the states of South Dakota (SD).

The broker-dealer, investment advisor, BD agent or IA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in a state by such broker dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment adviser, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.

For information concerning the licensure status or disciplinary history of a broker/dealer, investment advisor, BD agent or IA representative, a consumer should contact his or her stated securities law administrator. For securities information a consumer may also contact the Financial Industry Regulatory Authority (FINRA) at the following toll free number: (800) 289-9999 or their web address www.finra.org.